Posted on: 2018-06-14

Job type: Permanent

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Multiple advisory roles in supervision team
Permanent or fixed term opportunities
Play your part in managing NZ's financial sector compliance

Why our client?

At this regulator they build great careers, value integrity and passion, and ensure public confidence in NZ's financial markets.

They are looking to grow the next generation of Advisers who are experts in their field. Working alongside some of New Zealand's most knowledgeable and experienced regulatory professionals, they will encourage and help you grow into a true specialist.


We know that great Advisers don't come from a particular background. You might have a strong understanding of financial services compliance from a compliance role in a bank or a fund manager, or you may be a financial services lawyer, or perhaps have regulatory experience in a different sector. You might be an AFA or work in a securities house or accountancy practice.

You will definitely have outstanding written and verbal communication skills and an unstoppable desire to learn and exceed expectations in all facets of your job. You will be willing to take responsibility and be held to account.

If you bring your ambition, people skills, passion and desire to become the best in your field to the table, our clients can train the rest.

What you'll do

You, alongside the rest of your team, will be responsible for monitoring market participants, engaging with them and reviewing their compliance. You will be expected at all times to demonstrate openness, mutual co-operation, respect and trust. You will be safeguarding the public and integrity is critical to the role.

If this sounds like the opportunity for you then we should talk. Please apply via this website, or at Alternatively, email your resume in Word format to, quoting Ref. No. 9B/35724 in the subject line. For a confidential discussion, please contact Jenny Groom on (09) 977 9908.


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Apply for Advisor, Regulatory Supervision
Reference: 9B/35724

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