Posted on: 2019-01-08

Job type: Permanent

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Broad scope + exposure to very senior management
Ability to influence
Competitive salary + benefits

An exciting opportunity for a compliance manager with advice, superannuation, insurance, and/ or wealth experience to join a growing international organisation in Sydney.

Reporting into the Senior Manager-Compliance this role is responsible for supporting the Head of Risk and Compliance and Senior Manager on defining, implementing and driving the three lines of defence structure throughout the business. You will be part of a growing global organisation with a collaborative working environment, with exposure to directors and senior management.

Key responsibilities:

  • Assist the Senior Compliance Manager in helping define and implement the 3 lines of defence to the Advice business unit
  • This role will be key in managing the framework and controls, conducting compliance reviews, provision of compliance advice.
  • Providing advice to departments on regulatory changes
  • Investigation of any regulatory breaches and analysis of causes
  • Big drive on compliance culture
  • Run training programs for employees

Your background:

  • Well-developed communication skills and professionalism
  • Must have strong knowledge of Advice
  • Extensive Compliance experience in the Advice industry
  • Good stakeholder management skills
  • A team player, not afraid to take on a diverse role with exposure to senior management and directors
  • Strong knowledge in financial products
  • Experience in legal/compliance/regulatory
  • Experience working on large volumes of work and meeting tight deadlines

If you meet the above criteria and this role sounds like something you'd be interested in please apply below or send your CV to

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Apply for Compliance Manager
Reference: 2B/60391

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