7 Banking & Financial Services jobs in Hong Kong

Our client is a professional and qualified securities firm and they are looking for a Compliance Manager - Securities.

THE COMPANY Our client is a professional and qualified securities firm that licensed by SFC for RAs 1, 4 and 9. They are now looking for a Compliance Manager - Securities. THE ROLE * Formulate, maintain and review compliance policies and procedures * Provide compliance solution and advices * Fam...

Our client is a well-known company specializing in e-commerce and they are looking for a Group AML Senior Expert.

THE COMPANY Our client is a well-known company specializing in e-commerce that offers B2B and B2C services in different sectors. They are now looking for a Group AML Senior Expert. THE ROLE * Implement and operate AML compliance system as well as report to senior management about the progress o...

Our client is a professional asset management firm and they are looking for a Deputy Head of Compliance.

THE COMPANY Our client is a professional asset management firm that offering investment management services such as securities, financial planning and investment advisory services. They are now looking for a Deputy Head of Compliance. THE ROLE * Advice in technical and regulatory compliance issues a...

Our client is a top-tier Chinese asset management company and they are looking to hiring a Compliance VP/Senior Associate.

THE COMPANY Our client is one of the largest fund management company in China that offers all-rounded investment service and now they are looking for a Compliance VP/Senior Associate. THE ROLE * Assist in establishment and registration of Cayman funds (including SPC) / SICAV funds * Formulate on-...

Our client is a leading financial service institution and they are looking to hiring a Vice President to join Compliance Team.

THE COMPANY Our client is a leading financial service institution that providing cross-border and global financial service. Right now they are looking for a Vice President to join the Compliance Team. THE ROLE * To advise management and relevant business units on compliance matters/ issues, in...

Our client is a leading financial services providing firm incorporated in China. They are looking for a high-calibre candidate Risk VP Position.

Duties: The primary responsibility of the position will include: * Manage the risk assessment and risk profiling activity to ensure appropriate identification, assessment and monitoring of key risks. * Implement and enhance risk reporting framework to ensure visibility and transparency on the key risks an...

Our client is a Tier One Fund company at China and further develop AM firm at HK with Type 4, 9 license.

Responsibilities * Update compliance policies and procedures and coordinate with business units to ensure due compliance with regulatory requirements; * Perform surveillance exercise on internal controls and compliance procedures to ensure full adherence with internal policies and external regulatory require...