Posted on: 2019-04-19

Job type: Permanent

Sector: Financial Services

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Our client is a multinational private bank with strong track record and they are hiring a(n) Associate/Senior Associate, Compliance & Regulatory Risk.


Our client is the Hong Kong branch of a multinational private bank that provides all-rounded banking and financial services to HNW individuals. They are committed to create value for people, communities and the economy with integrity in mind. To support their business growth, they are hiring a Regulatory Compliance expert to take up the role of a(n) Associate/Senior Associate, Compliance & Regulatory in their Hong Kong office.


* To assist in the implementation of the Group AML Policy, AML Program and local AML procedures to the HK Branch
* To support Head of Compliance & Risk Governance to review the High Risk Customers of the Branch, as well as investigate any unusual/suspicious activities escalated to/identified by Compliance
* To provide advice on compliance, interpretation and recommendation on existing and new regulatory compliance requirements to various businesses
* To ensure the HK Branch compliance comply with the Group AML Policy, AML Program and local AML regulatory requirements;
* To assist in compliance monitoring plans and conduct checks of records and documentation of transactions prepared by the business, as part of the 2nd line assurance;
* To conduct 'random' checking activity and prepare robust external and internal, periodic and ad hoc compliance reporting as required
* To undertake process & controls based reviews to ensure the gaps and weakness are identified and closed out in a timely manner
* To promote a high-performing compliance culture within the Hong Kong office
* To build and sustain relationships with the business
* To make contribution to the development of Hong Kong and/or Asia
* To assist in in the implementation of the 2nd line of assurance capability for Compliance activities


* Experience in Sanction Alerts/ Financial Crime Risk
* Knowledge on AML/KYC/OCDD


* Attractive Salary Package + Bonus
* Excellent career growth opportunities

To apply please click on the "Apply" button or contact Steven Sin at quoting ref no. HK#148208 for a confidential discussion. Your interest will be treated in strict confidence.
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Reference: HK148208

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