Posted on: 2019-04-12

Job type: Permanent

Sector: Financial Services

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Our client is a multi-billion dollar hedge fund based in Hong Kong recruiting a senior Equities Compliance professional in Hong Kong.

About Our Client

Our client is a multi-billion dollar well-respected Hedge Fund based in Hong Kong.

Job Description & Responsibilities

Reporting into the Managing Director, Head of Legal & Compliance. The role will manage overall Compliance duties for:

* Trading OTC options
* Delta 1 (trading futures vs baskets; futures vs indices vs ETFs)
* Long and short equity positions
* Trading in futures as portfolio hedges
* Trading in convertible bonds and related hedges
* Participating in equity capital market blocks and placements
* Participating in blocks from trading desks
* Potential market manipulation issues
* Issues trelated to trading northbound through china connect

Who we're looking for?

You would be a university graduate (in Business Administration, Finance or related disciplines) with a minimum of 8-10 years of relevant experience in Equities Compliance in a Tier-1 or Tier-2 Investment Bank or competitor Hedge Fund. Excellent communication in English & local regulatory knowledge would be critical for this role.

What's on Offer?

* Attractive Remuneration Package + Bonus
* Fast growing business in Asia
* Global Employer

To apply please click on the "Apply" button or enter HK142440 in the Keyword section of or contact Sid Sibal for a confidential discussion. Alternatively, email your resume to quoting ref no. HK142440. Your interest will be treated in strict confidence.

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Apply for Director, Equities Compliance - Tier-1 Hedge Fund
Reference: HK142440

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