Posted on: 2018-07-11

Job type: Permanent

Sector: Financial Services

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An excellent opportunity to join a top-tier PRC Fintech company in Hong Kong.

Company Description:

Our client is a well-established PRC fintech company in Hong Kong, with strong exposure in areas of fintech and block chain services. They are now hiring an experienced Type 9 RO to join their asset management team. This position offers excellent salary package and opportunity for career progression with transparency.

Job Descriptions:


* Act as Responsible Officer who is responsible for the management, registration and supervision of SFC Type 9 regulated activities for the firm
* Execute different marketing programs for fund portfolio enlargement and the development of portfolio profitability
* Carry out in-depth research on equity market and equity instruments, analysis on portfolio performance and investment risk examination
* Involve in all private fund product development, such as project due diligence, sales & marketing for AUM expansion
* Monitor and oversee business and financial performance to achieve business targets and to ensure reporting on a regular basis
* Provide assistance to investment strategy formulation and managing discretionary accounts and funds
* Work closely with various stakeholders both internally and externally to ensure compliance, legal, SFC rules and regulations for launching new products


* With a Bachelor's Degree in business or related disciplines
* Currently holding SFC unconditional Responsible Officer license for Type 9
* Minimum 5 years of experience in asset management or in portfolio management and fund management
* Strong relationship with institutional investors and current equity fund portfolio/investment manager, preferably funds or securities firms
* A well-established connection network in equity markets, such as trading counter parties, research firms, fund houses, equity sales and etc.
* Good command in Mandarin and English

To apply please click on the "Apply" button or contact Aiko Zhang at quoting ref no. HK138077 or call +852 2919 6210 for a confidential discussion. Your interest will be treated in strict confidence.
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Apply for Responsible Officer, RO Type 9
Reference: HK138077

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