10 Banking & Financial Services jobs in Hong Kong

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Hong Kong, Hong Kong

Reference: HK147124

Posted on: 22/02/2019

Job type: Permanent

Our client is an asset management company engaging in Type 4 & 9 regulated activities and they are looking to hiring a Head of Legal and Compliance.

The Role: * Prepare and monitor legal agreements, fund offering documentation and important regulations. * Liaise with law firms in handling the relevant legal issues. * Ensure the company activities comply with regulatory requirements and provide prompt advice to relevant parties to mitigate risk. * Wor...

Hong Kong, Hong Kong

Reference: HK147054

Posted on: 22/02/2019

Job type: Permanent

Our client is a top-tier Chinese bank covering Personal,Corporate&Investment Banking Business and are hiring a Sanction AML Compliance in HK office.

The Role: You are expected to Conduct, Analyse, and Report quality assurance review as the primary responsibility. The key job duties are stated below: * Conduct quality assurance review and offer advice in the AML/CTF/sanction process, system and documentation; Report the relevant findings to management...

Hong Kong, Hong Kong

Reference: HK147056

Posted on: 22/02/2019

Job type: Permanent

Our client is a top-tier Chinese bank covering Personal, Corporate & Investment Banking Business and are hiring Compliance Manager-QA in HK office.

The Role: The primary responsibilities lie on advising on compliance and regulatory issues as well as assisting licensing applications for senior executives. The relevant details are listed below for example: * Monitor closely with changes in regulatory issues to ensure the business activities are in lin...

Hong Kong, Hong Kong

Reference: HK146738

Posted on: 20/02/2019

Job type: Permanent

Our client is a leading Japanese securities firm and they are looking to hiring a compliance associate - Control Room to join their HK office.

The Role: The primary responsibility would lie on actively handling control room matters: * Monitor and strengthen the control room operations process * Coordinate MNPI/COI/Firewall reporting * Advice on compliance issues to relevant parties * Enforce the Japanese related regulations (i.e. MNPI, COI, ...

Hong Kong, Hong Kong

Reference: HK146141

Posted on: 18/02/2019

Job type: Permanent

Our client is a top-tier Chinese Securities and Financial services providing corporation and they are hiring a VP to join the Compliance Team in HK.

THE ROLE * Offer regulatory advice accurately and practically to ensure the development of business and expansion projects. * Liaise with front and back office to drive communication throughout the teams and internal business processes. * Realise policy gaps and correct the relevant policies and procedures...

Hong Kong, Hong Kong

Reference: HK143582

Posted on: 17/02/2019

Job type: Permanent

Our client is a fast growing software solutions providing company and is currently looking for a compliance manager to join their Hong Kong office.

THE COMPANY Our client is a local start-up to provide wealth and assets management services with MPro for data analysis and now they are looking for a Compliance Manager. THE ROLE * Review and control the corporate governance of business procedure and operation internally * Recognize hig...

Hong Kong, Hong Kong

Reference: HK145772

Posted on: 31/01/2019

Job type: Permanent

Our client is a leading financial services providing firm incorporated in China. They are looking for a high-calibre candidate Risk VP Position.

Duties: The primary responsibility of the position will include: * Manage the risk assessment and risk profiling activity to ensure appropriate identification, assessment and monitoring of key risks. * Implement and enhance risk reporting framework to ensure visibility and transparency on the key risks an...

Hong Kong, Hong Kong

Reference: HK146327

Posted on: 30/01/2019

Job type: Permanent

Our client is a top-tier Multinational Risk Advisory company and they are looking to hiring a consultant, Advisory to join their Hong Kong office.

THE ROLE * Conduct market research to internal and external data * Create reports, presentations and proposal to meet client's needs * Draw conclusion and present results to parties based on solid analysis * Advise on rewards, talent and performance management REQUIREMENTS * Bachelor's degree...

Hong Kong, Hong Kong

Reference: HK144158

Posted on: 30/01/2019

Job type: Permanent

Our client is a top-tier Chinese asset management company and they are looking to hiring a Compliance VP/Senior Associate.

THE COMPANY Our client is one of the largest fund management company in China that offers all-rounded investment service and now they are looking for a Compliance VP/Senior Associate. THE ROLE * Assist in establishment and registration of Cayman funds (including SPC) / SICAV funds * Formulate on-...

Hong Kong, Hong Kong

Reference: HK143720

Posted on: 30/01/2019

Job type: Permanent

Our client is a Tier One Fund company at China and further develop AM firm at HK with Type 4, 9 license.

Responsibilities * Update compliance policies and procedures and coordinate with business units to ensure due compliance with regulatory requirements; * Perform surveillance exercise on internal controls and compliance procedures to ensure full adherence with internal policies and external regulatory require...