6 Banking & Financial Services jobs in Hong Kong

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Hong Kong, Hong Kong

Reference: HK148689

Posted on: 19/04/2019

Job type: Permanent

Our client is an international bank with strong track record and they are hiring a Consultant, Training & Governance.

THE ROLE * To support the implementation of Learning Needs Analysis tool to fulfil mandatory regulatory and training obligations, and global alignment on the tools' management reporting and tracking process against conduct metrics. * To streamline training process and requirements across Asian jurisdict...

Hong Kong, Hong Kong

Reference: HK148208

Posted on: 19/04/2019

Job type: Permanent

Our client is a multinational private bank with strong track record and they are hiring a(n) Associate/Senior Associate, Compliance & Regulatory Risk.

THE ROLE * To assist in the implementation of the Group AML Policy, AML Program and local AML procedures to the HK Branch * To support Head of Compliance & Risk Governance to review the High Risk Customers of the Branch, as well as investigate any unusual/suspicious activities escalated to/identified by Comp...

Hong Kong, Hong Kong

Reference: HK149391

Posted on: 19/04/2019

Job type: Permanent

Our client is one of the leading asset management companies and they are now looking for a Head of Compliance/ Compliance Manager.

THE COMPANY Our client is one of the leading asset management company which provides multiple products investment services. They are now looking for a Head of Compliance/ Compliance Manager. THE ROLE * Responsible for the overall compliance and regulatory framework * Liaise with operations team to...

Hong Kong, Hong Kong

Reference: HK145301

Posted on: 19/04/2019

Job type: Permanent

Our client is a leading financial service institution and they are looking to hiring a Vice President to join Compliance Team.

THE COMPANY Our client is a leading financial service institution that providing cross-border and global financial service. Right now they are looking for a Vice President to join the Compliance Team. THE ROLE * To advise management and relevant business units on compliance matters/ issues, in...

Hong Kong, Hong Kong

Reference: HK147989

Posted on: 19/04/2019

Job type: Permanent

Our client is an international banking and financial institution and they are looking to hiring a Compliance Manager to join their HK branch.

The Role: - Work closely with the Head of Compliance in managing the regulatory risk - Advice on regulatory matters for senior management - KYC reviews, due diligence searches and accounts opening documentation checks on regulatory requirements; Prepare for and Present to Due Diligence Committee meeting p...

Hong Kong, Hong Kong

Reference: HK147541

Posted on: 01/04/2019

Job type: Permanent

Our client is a leading Chinese commercial bank specializes in corporate banking & investment banking, hiring a Manager to join their Hong Kong team.

THE ROLE * Supporting the review of new product proposals and the formulation of policies and procedures * Disseminating regulations and advising other departments on compliance and regulatory-related matters to ensure compliance with regulatory requirements * Reviewing product documents and marketing mate...