Posted on: 2019-04-12

Job type: Permanent

Sector: Financial Services

Sign up for job alerts

You will receive job alerts for:

Please enter your email address.

I am currently helping a leading Chinese Investment bank look for a Type 6 RO to monitor corporate finance projects including IPO, M&A.


* Monitor corporate finance projects, including IPOs, M&A and other corporate finance transactions, and ensure the quality in accordance with the internal policies and external regulations
* Responsible for assessing potential deals, executing corporate finance transactions, conducting due diligence, preparing pitch books and documentation
* Liaise with professional parties and communicate with regulatory authorities including the Hong Kong Stock Exchange and the SFC in connection with implementation of the projects
* Supervise and execute financial advisory transactions of listed companies (including merger and acquisition, corporate restructuring, takeover, asset injection and disposal)


* University Graduate or above in Finance, Economics or related discipline; preferably with CFA / CPA qualifications
* Must attain SFC Responsible Officer license for carrying out Type 6 regulated activities and be/used to be approved by SFC to be a principal of a sponsor firm
* Minimum 10 years' solid experience in corporate finance from investment banks in Hong Kong;
* HK IPO experience in TMT, healthcare or high-end industrial sector is preferred
* Review the Practice Notes 21 (PN21) work and provide constructive advice to transaction teams
* Proactive, tactful, good analytical skill and business sense and able to work under pressure
* Outstanding interpersonal communication skills
* Proficient in both written and spoken English and Chinese (both Cantonese and mandarin)


To apply please click on the "Apply" button or contact Gwen at quoting ref no. HK149600 or call +852 2919 6113 for a confidential discussion.
Send job by email

Apply for Type 6 RO, Investment Banking
Reference: HK149600

Please complete all required fields marked *





Choose file from

Issues applying with LinkedIn? Click here

MS Word, PDF, HTML and text formats.

I agree to Hudson Privacy Policy.